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Advisory Firm Intelligence

Firm-level data for RIAs and broker-dealers. AUM ranges, headcount, registration details, office locations, and custody affiliations.

What You Get

Firm-level data for RIAs and broker-dealers. AUM ranges, headcount, registration details, office locations, and custody affiliations. Every record is sourced from FINRA BrokerCheck, SEC IAPD, and state regulatory databases, then enriched with verified contact information.

Data Fields

  • Identity: Full name, CRD number, firm name, firm CRD
  • Registration: License type, status, regulatory body
  • Financial: AUM range from SEC ADV filings
  • Contact: Verified email, direct phone, mailing address
  • Credentials: Professional designations (CFP, CFA, ChFC, etc.)
  • Compliance: Disclosure history from BrokerCheck

Quality Standards

Every email is deliverability-tested before inclusion. Phone numbers are verified for connectivity. Inactive registrations are flagged or excluded. The result: 95%+ deliverability on advisor contacts.

We don't resell bulk data downloads. Every list is built to order from current regulatory filings. FINRA and SEC databases update daily, and your list reflects the most recent registration data available.

Pricing

Per-contact pricing based on volume and enrichment level. No annual contracts, no seat licenses, no minimum commitments. See current pricing or contact us for a custom quote.

How it works

1

Define your target

Which advisors? What AUM? What geography? What credentials?

2

We source and match

CRD records, SEC filings, state registrations, and commercial databases.

3

Verification pass

Every email tested, every phone checked, every license confirmed active.

4

Ready to use

Delivered in your preferred format. No cleanup required.

Frequently Asked Questions

How long does it take to get firm intelligence from Fiducia?

Standard delivery is 3-5 business days from criteria confirmation. Rush delivery available for time-sensitive campaigns.

Can I get a sample before ordering?

Yes. We provide 20 free records matching your criteria so you can evaluate quality before committing to a full order.

What format is the data delivered in?

Standard delivery is a clean CSV file formatted for CRM import. Custom formats (Excel, JSON, direct API push) available on request.

Your sales team deserves contacts that actually pick up.

Send us your ICP. Get verified advisor contacts back.

Get 20 Free Records

FINRA verified · 3-5 day delivery · No annual contracts