Advisor Data for Asset Managers

The Problem

Your wholesalers need to reach advisors who allocate to your asset class. But 'financial advisor' on LinkedIn includes everyone from insurance-only agents to bank wealth managers with no discretion. You need advisors with discretionary AUM who actually make investment decisions.

How Fiducia Solves This

Fiducia identifies advisors by AUM range, registration type, and firm structure. Target RIAs with $50M-$500M in discretionary assets, or find advisors at independent broker-dealers who use third-party model portfolios. Your wholesalers spend time with advisors who can actually allocate.

Who This Is For

This data is built for sales, marketing, and business development teams at companies like Mutual fund companies, ETF issuers, alternative investment managers. If your target buyer is a financial advisor, RIA firm owner, or wealth management professional, Fiducia gives you the contacts that generic databases miss.

Your team gets verified email addresses that don't bounce, direct phone numbers that connect to the right person, and regulatory data that confirms each advisor is actually registered and active. No more filtering through banks, mortgage brokers, and payday lenders to find the advisors you sell to.

Data Fields Included

Every advisor record delivered to asset managers teams includes:

• Identity: Full name, CRD number, firm name and CRD
• Registration: License types (Series 7, 65, 66), registration status, regulatory body
• Financial: AUM range from SEC ADV filings
• Contact: Verified email, direct phone number, mailing address
• Credentials: CFP, CFA, ChFC, CIMA, and other professional designations
• Compliance: Disclosure history from FINRA BrokerCheck

Common Filters for Asset Managers

Teams in the asset managers space typically filter advisor data by:

• Registration type (RIA, broker-dealer, dual-registered, insurance-licensed)
• AUM range (solo practitioners vs mid-size firms vs large enterprises)
• Geography (state, metro area, zip code, or custom territory)
• Firm structure (independent, wirehouse, hybrid, corporate RIA)
• Credentials and specializations relevant to your product

Why Not ZoomInfo or Apollo?

Generic B2B databases tag financial professionals under a single "financial services" industry label. That includes commercial bankers, mortgage originators, fintech employees, and hedge fund analysts alongside the registered advisors you're trying to reach.

Fiducia starts from regulatory databases (FINRA, SEC, state regulators), which means every contact is a verified registered professional. We add AUM segmentation, license-type filtering, and credential data that generic tools don't have. The result: your team spends less time qualifying leads and more time having conversations with the right people.