Advisor Data for Fintech

The Problem

You're building advisor-facing tools, but your growth team is working from a contact list that mixes retail bankers with independent RIAs. Apollo has 'financial advisor' as a job title, but no way to filter by registration status, AUM, or whether the advisor actually manages money.

How Fiducia Solves This

Fiducia delivers contacts for the advisors who actually manage assets and use planning tools. Filter by firm type (independent RIA, hybrid, wirehouse), AUM range, and credential (CFP, CFA, CIMA). Your sales team stops chasing leads who don't have authority to adopt new technology.

Who This Is For

This data is built for sales, marketing, and business development teams at companies like Orion, Black Diamond, Riskalyze, Holistiplan, Kwanti. If your target buyer is a financial advisor, RIA firm owner, or wealth management professional, Fiducia gives you the contacts that generic databases miss.

Your team gets verified email addresses that don't bounce, direct phone numbers that connect to the right person, and regulatory data that confirms each advisor is actually registered and active. No more filtering through banks, mortgage brokers, and payday lenders to find the advisors you sell to.

Data Fields Included

Every advisor record delivered to fintech platforms teams includes:

• Identity: Full name, CRD number, firm name and CRD
• Registration: License types (Series 7, 65, 66), registration status, regulatory body
• Financial: AUM range from SEC ADV filings
• Contact: Verified email, direct phone number, mailing address
• Credentials: CFP, CFA, ChFC, CIMA, and other professional designations
• Compliance: Disclosure history from FINRA BrokerCheck

Common Filters for Fintech Platforms

Teams in the fintech platforms space typically filter advisor data by:

• Registration type (RIA, broker-dealer, dual-registered, insurance-licensed)
• AUM range (solo practitioners vs mid-size firms vs large enterprises)
• Geography (state, metro area, zip code, or custom territory)
• Firm structure (independent, wirehouse, hybrid, corporate RIA)
• Credentials and specializations relevant to your product

Why Not ZoomInfo or Apollo?

Generic B2B databases tag financial professionals under a single "financial services" industry label. That includes commercial bankers, mortgage originators, fintech employees, and hedge fund analysts alongside the registered advisors you're trying to reach.

Fiducia starts from regulatory databases (FINRA, SEC, state regulators), which means every contact is a verified registered professional. We add AUM segmentation, license-type filtering, and credential data that generic tools don't have. The result: your team spends less time qualifying leads and more time having conversations with the right people.