Hybrid Advisor Data
Advisors registered as both investment adviser representatives and broker-dealer reps. Flexibility to charge fees or commissions depending on the client relationship.
Data Fields Available
Every hybrid/dual-registered record includes verified contact information and regulatory data sourced from FINRA, SEC, and state regulatory databases.
- Identity: Full name, CRD number, firm name, firm CRD
- Registration: License type, registration status, regulatory body (SEC vs state)
- Credentials: CFP, CFA, ChFC, CIMA, AEP, and other professional designations
- Financials: AUM range (from SEC ADV filings), fee structure
- Contact: Verified email, direct phone, mailing address
- Compliance: Disclosure history, complaint records, regulatory actions
How We Source Hybrid/Dual-Registered Data
Advisors registered as both investment adviser representatives and broker-dealer reps. Flexibility to charge fees or commissions depending on the client relationship.
We pull registration records from FINRA BrokerCheck and SEC IAPD, then enrich each record with verified contact information from multiple commercial and public sources. Every email is deliverability-tested. Every phone number is checked for connectivity. Inactive registrations are flagged or excluded.
Common Use Cases
Teams selling compliance technology, fintech platforms, insurance products, and advisory services use Fiducia hybrid/dual-registered data for targeted outreach. Custodians use it for RIA recruitment. Recruiting firms use it to source candidates. Asset managers use it to identify distribution partners.
How it works
Send us the brief
Advisor types, geography, firm size, any custom filters.
Data assembly
Pulling from regulatory databases, commercial sources, and public filings.
Triple verification
Email, phone, and license status. Three independent checks per record.
Delivered clean
No duplicates, no inactives, no garbage. Just verified advisor contacts.
Frequently Asked Questions
How many hybrid/dual-registered are in your database?
We cover every registered hybrid/dual-registered in America based on current FINRA and SEC filings. The exact count depends on your filters (geography, AUM, firm type). Contact us with your criteria for a count estimate.
Can I filter hybrid/dual-registered by geography?
Yes. Filter by state, metro area, zip code, or custom geography. We can also segment by firm office location vs advisor home office registration.
How current is the hybrid/dual-registered data?
Lists are built to order from current regulatory filings. FINRA and SEC databases update daily. Your list reflects active registration status as of the build date.
Data built for the wealth management industry. Nothing else.
Verified emails, direct phones, CRD data. Delivered in days.
FINRA verified · 3-5 day delivery · No annual contracts