Regional Broker-Dealer Data
Representatives at mid-size regional firms like Baird, Raymond James, or Stifel.
Regional Broker-Dealer Contact Data
Fiducia provides CRD-verified contact data for regional broker-dealer professionals across the United States. Every record is sourced from FINRA BrokerCheck, SEC IAPD, and state regulatory databases, then enriched with verified emails and direct phone numbers.
Representatives at mid-size regional firms like Baird, Raymond James, or Stifel. These advisors represent a specific segment within the broader broker-dealer reps category, and our data reflects the nuances that matter for targeted outreach.
Available Data Fields
- Identity: Full name, CRD number, firm name, firm CRD number
- Registration: License type, active/inactive status, regulatory jurisdiction
- Credentials: Professional designations (CFP, CFA, ChFC, and others)
- Financial: AUM range from SEC ADV filings where available
- Contact: Verified email address, direct phone number, mailing address
- Compliance: Disclosure history and regulatory actions from BrokerCheck
Who Uses This Data
Sales teams at fintech companies, compliance technology vendors, custodians, asset managers, and insurance distributors use regional broker-dealer data to build targeted prospect lists. Recruiting firms use it to source candidates in this specialty.
The key advantage over generic B2B databases: we can isolate regional broker-dealer professionals specifically, verified against their actual regulatory filings. No guessing from job titles or LinkedIn profiles.
How it works
Send us the brief
Advisor types, geography, firm size, any custom filters.
Data assembly
Pulling from regulatory databases, commercial sources, and public filings.
Triple verification
Email, phone, and license status. Three independent checks per record.
Delivered clean
No duplicates, no inactives, no garbage. Just verified advisor contacts.
Frequently Asked Questions
How do you identify regional broker-dealer advisors specifically?
We use a combination of CRD registration data, firm type classification, and regulatory filings to identify advisors operating as regional broker-dealer professionals. This goes beyond job titles to actual registration and practice characteristics.
Can I combine regional broker-dealer data with other filters?
Yes. Layer on geography, AUM range, credentials, firm size, or any other available field. We build custom lists to your exact specifications.
What format do I get the data in?
Standard delivery is a clean CSV file formatted for CRM import. We can also deliver in custom formats or push directly to your CRM via API on request.
Data built for the wealth management industry. Nothing else.
Verified emails, direct phones, CRD data. Delivered in days.
FINRA verified · 3-5 day delivery · No annual contracts